-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OIhcSm+k0nanfDoSrzbmGxr7sQ5lh/s+c6KVMORjk6aVdzETODNEikzsYUbnJf7s W0jXRdzYO48RsnSN6XSy0w== 0001325447-07-000014.txt : 20070202 0001325447-07-000014.hdr.sgml : 20070202 20070202150334 ACCESSION NUMBER: 0001325447-07-000014 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070202 DATE AS OF CHANGE: 20070202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CANYON RESOURCES CORP CENTRAL INDEX KEY: 0000739460 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 840800747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38907 FILM NUMBER: 07576126 BUSINESS ADDRESS: STREET 1: 14142 DENVER W PKWY STE 250 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3032788464 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Arnhold & S. Bleichroeder Advisers, LLC CENTRAL INDEX KEY: 0001325447 IRS NUMBER: 571156902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-698-3241 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 SC 13G/A 1 cau12310613ga.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) (RULE 13d-102) Information to be included in statements filed pursuant to Rule 13d-1 (b) (c) and (d) and Amendments thereto filed pursuant to Rule 13d-2 (b). Canyon Resources Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 138869300 (CUSIP Number) December 31, 2006 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G/A Issuer: Canyon Resources Corporation CUSIP No.: 138869300 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Arnhold and S. Bleichroeder Advisers, LLC Tax ID # 57-1156902 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER 517,900 (which includes warrants to purchase 400,000 shares of common stock) shares of common stock 6 SHARED VOTING POWER - 0 7 SOLE DISPOSITIVE POWER 517,900 (which includes warrants to purchase 400,000 shares of common stock) shares of common stock 8 SHARED DISPOSITIVE POWER - 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 517,900 (which includes warrants to purchase 400,000 shares of common stock) shares of common stock 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES N/A 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 1.17% *If the warrants were exercised. The warrants provide limitations such that their execise is limited to the extent necessary to ensure that following such exercise the total number of shares of common stock then beneficially owned by the filer does not exceed 9.99% of the total number of issued and outstanding shares of common stock (including, for such purpose, the shares of common stock issuable upon such exercise). 12 TYPE OF REPORTING PERSON IA SCHEDULE 13G/A Issuer: Canyon Resources Corporation CUSIP No.: 138869300 ITEM 1 (a) Name of Issuer: Canyon Resources Corporation (b) Address of Issuer's Principal Executive Offices: 14142 Denver West Parkway, Suite 250 Golden, CO 80401 ITEM 2 (a) Name of Person Filing: Arnhold and S. Bleichroeder Advisers, LLC (b) Address of Principal Business Office: 1345 Avenue of the Americas New York, NY 10105 (c) Citizenship: Delaware, USA (Place of Incorporation) (d) Title of Class of Securities: Common Stock, Warrants (e) CUSIP Number: 138869300 ITEM 3 If this statement is filed pursuant to Sections 240. 13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78C); (d) [ ] Investment company registered under Section 8 of the Investment Company Act if 1940 (15 U.S.C. 80a-8); (e) [X] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an insurance company under Section 3 (c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with section 240.13d-1 (b)(1)(ii)(J). SCHEDULE 13G/A Issuer: Canyon Resources Corporation CUSIP No.: 138869300 ITEM 4. Ownership. (a) Amount beneficially owned: 517,900 (which includes warrants to purchase 400,000 shares of common stock) shares of common stock (b) Percent of class: 1.17% *If the warrants were exercised. The warrants provide limitations such that their execise is limited to the extent necessary to ensure that following such exercise the total number of shares of common stock then beneficially owned by the filer does not exceed 9.99% of the total number of issued and outstanding shares of common stock (including, for such purpose, the shares of common stock issuable upon such exercise). (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 517,900 (which includes warrants to purchase 400,000 shares of common stock) shares of common stock (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of: 517,900 (which includes warrants to purchase 400,000 shares of common stock) shares of common stock (iv) Shared power to dispose or to direct the disposition of 0 ITEM 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [x]. As of December 31, 2006, Arnhold and S. Bleichroeder Advisers, LLC ("ASB"), an investment adviser registered under Section 203 of the Investment Advisers Act of 1940, was deemed to beneficially own 517,900 shares of common stock of Canyon Resources Corporation (which include warrants to purchase 400,000 shares of common stock of the Company) as a result of acting as investment adviser to client accounts. As of December 31, 2005, ASB owned 3,282,800 shares of common stock of the Company and warrants to purchase an additional 600,000 shares of Common Stock, aggregating to 10.90% of the Company's common stock believed to be outstanding as of that date. However, the warrants are subject to the limitation that their exercise is limited to the extent necessary to ensure that following the exercise the total number of shares of Common Stock then beneficially owned by the filer does not exceed 9.99% of the total number of issued and outstanding shares of Common Stock. During this period, First Eagle Gold Fund was the only client of ASB that owned more than 5% of the Common Stock. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. N/A ITEM 8. Identification and Classification of Members of the Group. N/A ITEM 9. Notice of Dissolution of Group N/A ITEM 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose of effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 2, 2007 Signature: /s/ Mark Goldstein Name/Title: Mark Goldstein, Senior Vice President -----END PRIVACY-ENHANCED MESSAGE-----